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Compliance & Regulatory

Regulatory Change Monitoring

Analyze regulatory updates and assess their impact on your operations, prioritizing by compliance deadline and identifying required operational changes.

Time Saved

70-80% reduction in change analysis

Accuracy

Systematic impact assessment

Category

Compliance & Regulatory

The Problem

  • Volume of regulatory changes across agencies
  • Difficulty assessing relevance to your business
  • Resource constraints for continuous monitoring
  • Gap between change and operational implementation
  • Risk of missing critical deadlines

How Claude Helps

Reviews regulatory updates you provide, assesses applicability to your business, identifies required operational changes, prioritizes by compliance deadline, and generates change management reports.

Step-by-Step Workflow

1

Gather regulatory updates

Collect updates from Fed Register, agency announcements, and other sources.

2

Submit to Claude for analysis

Provide regulatory text or summaries along with your business context.

3

Review applicability assessment

Evaluate Claude's determination of whether changes apply to your operations.

4

Identify operational impacts

Review required changes to policies, procedures, systems, and training.

5

Prioritize implementation

Order changes by compliance deadline and risk level.

6

Track to completion

Monitor implementation of required changes through to completion.

Example Prompt

Analyze this regulatory update for impact on our financial services compliance program:

REGULATORY CHANGE:
[Paste regulatory text or summary]

OUR BUSINESS CONTEXT:
- Consumer lending in 15 states
- Mortgage origination (licensed in 10 states)
- Loan servicing for third-party lenders

IMPACT ANALYSIS REQUESTED:
1. Applicability: Does this apply to us? (Y/N with reasoning)
2. Scope: Which business lines affected?
3. Requirements: What specifically must we do?
4. Timeline: When is compliance required?
5. Operations Impact: What changes needed?
   - Policies requiring update
   - Procedures requiring change
   - Systems requiring modification
   - Training required
6. Priority: High/Medium/Low based on deadline and risk

Output as a regulatory change assessment memo.

Frequently Asked Questions

Can Claude automatically monitor regulatory sources?

Claude analyzes changes you provide. For automated monitoring, use regulatory tracking services and Claude for impact analysis.

How do I handle multi-jurisdictional changes?

Specify all jurisdictions in scope. Claude will assess impact across each and highlight differences.

What about industry-specific regulators?

Provide context about your industry and applicable regulators. Claude adapts analysis to your regulatory environment.

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